SUMUS Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advisory and wealth management services to individuals, high net worth clients, and businesses, offering discretionary portfolio management alongside comprehensive financial planning. It also makes stand-alone planning available through both hourly and fixed-fee arrangements and may refer clients to outside specialists as part of broader advice.
Investment decisions are driven by fundamental analysis with a generally long-term orientation, and portfolios are typically constructed using low-cost mutual funds and ETFs while being rebalanced or adjusted as needed. The firm may implement part of a client’s strategy through unaffiliated independent managers and conducts initial and ongoing oversight of those managers.
What is distinctive about this adviser is its mix of fee arrangements (hourly and fixed planning fees) and its formal affiliation with an insurance brokerage whose representatives may receive commission income, a potential conflict of interest that is disclosed in its brochure. The firm is newly registered and currently reports no assets or clients, does not manage private investment funds, and participates on an institutional custodian platform that provides technology and other economic benefits to the firm.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.25% annually $1,000,001 - $5,000,000: 0.75% annually $5,000,001+: 0.50% annually
$100 per hour for first 5 hours, then $150 per hour for additional hours for financial planning services.
Ongoing financial planning services offered at $150 per month.
Fee-only: Financial planning hourly fees: $100/hour for first 5 hours, $150/hour thereafter; ongoing financial planning fees: $150/month.
Main office
100 Beard Sawmill Rd, Suite 345
Shelton CT 06484
Advisors at this office
1
Most active in
Connecticut
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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