Sunrise Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sunrise Wealth Management is an independent advisory firm that provides financial planning and investment management primarily for individual clients, including retirement accounts, trusts and similar household entities. Services described in the brochure include comprehensive and limited financial planning, net worth and family legacy planning, and investment management, and the firm coordinates with clients’ other professional advisors.
The firm’s investment approach combines fundamental analysis with technical analysis and allocates portfolios across four asset classes (equity, fixed income, alternatives and cash) using individualized Investment Policy Statements and model portfolios as guidance. Most accounts are managed on a discretionary basis with a long-term orientation, and the firm typically recommends custody with a national custodian while charging asset-based advisory fees consistent with many independent advisors.
Several operational features distinguish the firm from many peers: it is a solo-advisor practice that nevertheless maintains multiple offices, manages about $23.7 million for a small client base (roughly 36 clients) with the majority under discretionary management, and its principal also operates a separate tax-preparation practice—shifting materially more attention to tax work during the February–April tax season—which the brochure notes can affect time allocation and presents potential conflicts of interest to consider. The principal’s professional credentials (CFP, CFA, EA and an advanced degree) and the firm’s long history of practice are additional notable characteristics.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.00% annually Over $2,000,000+: 0.75% annually
Limited-engagement financial planning at $300 per hour
Minimum fee: Minimum fee of $2,500 for comprehensive financial planning Fee-only: Comprehensive financial planning with a minimum fee of $2,500 and limited-engagement planning billed hourly at $300/hour
Main office
5151 E Broadway Blvd, Suite 1600
Tucson AZ 85711
Advisors at this office
2
Most active in
Arizona
Also doing business as
Healy & Associates · Healy Advisory Financial Planning, LLC · Quality Financial Business Services, Inc · Sunrise Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Nicholas H
CFP®, CFA®, Series 63, Series 65
Tucson, AZ
Sunrise Wealth Management, LLC
Nicholas Healy is a CFP® and CFA® with 24 years of industry experience. He is a principal at Sunrise Wealth Management, LLC, where he has worked since 2008, and he also co-owns Healy & Associates, a firm providing tax planning and preparation services to individuals and small businesses. During tax season, he allocates significant time to tax matters alongside his investment advisory duties. Sunrise Wealth Management is an independent advisory firm serving individual clients with financial planning and investment management, including retirement accounts and trusts. The firm uses a combination of fundamental and technical analysis to manage diversified portfolios guided by individualized investment policy statements, primarily on a discretionary, long-term basis.
Samuel B
Series 66
Tucson, AZ
Sunrise Wealth Management, LLC
Samuel Blum is a financial advisor at Sunrise Wealth Management, LLC in Tucson, AZ, holding a Series 66 designation with 12 years of industry experience. His career includes roles at Blum Capital Management LLC, Cetera Advisor Networks LLC, VOYA Financial Advisors, and operating as a sole proprietor. Blum serves as president of the Brainerd Blue Line Boosters and is an at-large board member for the Brainerd Amateur Hockey Foundation, both nonprofit organizations. Sunrise Wealth Management is an independent advisory firm serving primarily individual clients with services that include financial planning and investment management. The firm’s investment approach combines fundamental and technical analysis across multiple asset classes, with most accounts managed on a discretionary basis using individualized Investment Policy Statements.
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