A complete list of active advisors currently associated with Superior Financial, LLC
Warmer can help you find a great advisor at Superior Financial, LLC or one who fits your needs even better.
Superior Financial provides ongoing wealth management, discretionary portfolio management, and financial planning to individuals and high-net-worth clients, along with a subscription planning product (NEOS Planning) for higher-income clients with limited investable assets and a standalone Financial Review engagement. The firm reports managing about $112 million for roughly 120 clients and delivers planning and implementation services tied to each client’s investment policy and goals. The firm’s investment process emphasizes strategic asset allocation, broad diversification, low-cost and tax-aware investment choices, and periodic rebalancing to maintain target allocations. For qualified clients, portfolios may also include less liquid alternative investments (including non-traded REITs and interval funds) and option strategies (covered calls), and the firm generally directs accounts to a recommended custodian for execution and custody. Distinctive aspects include the firm’s scale of assets relative to its client base and operational footprint, and the NEOS Planning offering that targets higher-income clients who have not yet reached the firm’s wealth-management asset threshold. The brochure also notes recent filing for SEC registration, an explicit stance against accepting third‑party sales compensation, and a stated decision not to participate in wrap fee programs.
To learn more about the advisors currently working at Superior Financial, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Rochester, MN
| 12
|
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