A complete list of active advisors currently associated with Sursum Financial Llc

Warmer can help you find a great advisor at Sursum Financial Llc or one who fits your needs even better.

Sursum Financial is an independent registered investment adviser that works with individuals (including high-net-worth clients), trusts, estates, business owners, family offices, and other institutional and charitable clients. The firm provides discretionary and non-discretionary asset management, financial planning and consulting, and arranges third-party manager relationships while serving as a liaison for those engagements. Investment advice is driven by the firm’s proprietary research and typically follows a long-term orientation, though shorter-term trading, option strategies, and third-party manager styles are used when aligned with client objectives. The firm offers performance-based fee arrangements for qualified clients and, in separately managed accounts, may employ derivatives and borrowing — practices that are uncommon among peers in the independent-adviser category. As a small adviser with limited clients and modest assets under management, the firm’s client mix — including institutional and charitable entities — is atypical for firms of this size. The firm’s principal also conducts unrelated business consulting work and the adviser receives referral fees from third-party managers; these relationships and potential conflicts are disclosed and addressed in its policies.

To learn more about the advisors currently working at Sursum Financial Llc, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.