Sutter Capital Partners, LLC logo

Sutter Capital Partners, LLC

Updated today

Client AUM

$0

Clients

0

Advisors

4

across 3 offices

About

Sutter Capital Partners provides investment management and advisory services while also operating a sales-and-marketing practice that represents third‑party investment managers. Under its sales-and-marketing line the firm introduces managers to prospective investors, supports consultant and intermediary relationships, and does not open or maintain investor accounts for those manager-clients.

The firm conducts manager selection and due diligence and may retain sub‑advisers, using third‑party performance and analytics tools as part of its review process; its investment advisory work is generally non‑discretionary, requiring client approval before placing trades. Sutter also offers financial planning and consulting on an as‑needed basis under hourly or fixed‑fee arrangements in addition to charging asset‑based advisory fees.

Notable features that distinguish Sutter from many peers include its registration as a municipal advisor (with municipal advisory activity currently suspended pending establishment of a suitable regulatory principal) and its ownership and affiliation with broker‑dealer entities, which the firm discloses as creating potential conflicts when recommending custodians or execution. The firm also discloses involvement in other financial product sales and a business model that earns retainers and incentive compensation from the managers it represents; it reports no regulatory assets under management in the brochure.

Client services

Financial planning Portfolio management Selection of other advisers
Third party marketing, municipal advisors

Expertise

Wealth management Business exit / sale strategy General estate planning guidance

Occupation focus

Founder/Business Owner Executive

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Fee options

Fixed

Fixed fees from $5,000 to $15,000 for consulting services

Percentage

$0 - $1,000,000: 1.25% $1,000,001 - $5,000,000: 0.85% $5,000,001 - $10,000,000: 0.75% $10,000,001 - $25,000,000: 0.65% $25,000,001 - $100,000,000: 0.50% $100,000,001 - $250,000,000: 0.50% $250,000,001+: Negotiable

Project-based

$200 to $500 per hour

Other

Fee-only: Hourly fees range from $200 to $500; Fixed fees range from $5,000 to $15,000 for consulting services

Main office

See office

6 Venture, Suite 395

Irvine CA 92168

Advisors at this office

3

Most active in

California · Florida · Nevada

Also doing business as

Sutter Capital Partners · Sutter Capital Partners, LLC · Tessera Capital

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Robert B

Series 63, Series 65

Irvine, CA

Sutter Capital Partners, LLC

Robert Bull IV is a financial advisor with Sutter Capital Partners, LLC, holding Series 63 and Series 65 designations and over 37 years of industry experience. His career includes roles at multiple firms such as Stratosphere Capital LLC and Aufhauser Securities. Outside of direct advisory work, he serves as a FINRA arbitrator and engages in consulting and compliance roles with several financial firms. Sutter Capital Partners provides investment management and advisory services while also operating a sales-and-marketing practice representing third-party investment managers. The firm focuses on manager selection and due diligence, generally offering non-discretionary advisory services that require client approval before trades.

Wealth management Business exit / sale strategy General estate planning guidance Founder/Business Owner Executive
user avatar

Nickolas A

Series 63, Series 65

Delray Beach, FL

Sutter Capital Partners, LLC

Nickolas Alleva is a financial advisor with Sutter Capital Partners, LLC in Delray Beach, FL, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. He previously worked at New York Life for nine years before joining Sutter Securities and Sutter Capital Partners. Sutter Capital Partners provides investment management and advisory services and operates a sales-and-marketing practice representing third-party investment managers. The firm focuses on manager selection and due diligence, offering mostly non-discretionary investment advisory services along with financial planning and consulting.

Wealth management Business exit / sale strategy General estate planning guidance Founder/Business Owner Executive
user avatar

Daniel M

ChFC®, Series 66

Irvine, CA

Sutter Capital Partners, LLC

Daniel Mcclory is a ChFC® and holds a Series 66 license with 27 years of industry experience. He is affiliated with Sutter Capital Partners, LLC in Irvine, CA, where he has worked since 2017. Outside of his advisory role, Mcclory serves on the advisory board for the charitable foundation of GameAbove Sports BIG3 Detroit Franchise Corp. Sutter Capital Partners provides investment management and advisory services while operating a sales-and-marketing practice representing third-party investment managers. The firm conducts manager selection and due diligence, offering generally non-discretionary investment advisory work, as well as financial planning and consulting on an as-needed basis.

Wealth management Business exit / sale strategy General estate planning guidance Founder/Business Owner Executive
user avatar

Christopher N

Series 63, Series 65

Tampa, FL

Sutter Capital Partners, LLC

Christopher Norton is a financial advisor at Sutter Capital Partners, LLC with 18 years of industry experience. He holds Series 63 and Series 65 designations and has previously worked at I-Bankers Direct LLC and Aegis Capital Corp. Sutter Capital Partners provides investment management and advisory services and operates a sales-and-marketing practice representing third-party investment managers. The firm focuses on manager selection and due diligence, offers financial planning and consulting on an as-needed basis, and conducts primarily non-discretionary investment advisory work.

Wealth management Business exit / sale strategy General estate planning guidance Founder/Business Owner Executive
user avatar

Thomas F

Series 63, Series 65

Irvine, CA

Sutter Capital Partners, LLC

Thomas Friedberg is a financial advisor at Sutter Capital Partners, LLC with 34 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with several affiliated firms, including Boustead Securities, LLC and Mineral King Partners, where he is the sole owner providing business consulting. Outside of his advisory roles, Friedberg provides non-investment related support to a disabled friend through In Home Supportive Services in Marin County. Sutter Capital Partners offers investment advisory, consulting, and sales-and-marketing services primarily to pooled vehicles, institutional and corporate clients, and third-party investment managers. The firm focuses on fundamental analysis, periodic account reviews, and employs sub-advisors for specialized strategies, while also providing manager due diligence and marketing support.

Wealth management Business exit / sale strategy General estate planning guidance Founder/Business Owner Executive
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