Sutton Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$27,200,000
Clients
149
Advisors
1
of 1 employees
About
The firm advises individuals, high-net-worth individuals and employer-sponsored retirement plans, managing roughly $75 million across about 149 client relationships as a sole practitioner. It offers wealth management and holistic financial planning alongside investment management and a dedicated suite of retirement-plan advisory services.
Portfolios are typically built with low-cost mutual funds and ETFs, with occasional use of individual stocks or bonds, and the firm applies fundamental, technical and cyclical analysis in a primarily long-term framework while monitoring and rebalancing as needed. For plan sponsors the firm provides pension consulting and ERISA-focused services (including IPS design, vendor analysis, participant enrollment/education tracking, benchmarking, 3(21) investment oversight and 404(c) assistance).
What is noteworthy is the combination of traditional individual portfolio management with formal pension consulting and ERISA fiduciary work, a mix that the firm’s disclosure highlights as a specific service offering. The brochure also discloses that the firm’s principal is a licensed insurance professional who may receive commissions for insurance sales and maintains other industry roles (including employment with a third‑party administrator), which the firm identifies as potential conflicts and addresses through its disclosures and Code of Ethics.
Client services
Expertise
Fee options
Up to 1.00% annually
Main office
2075 Columbiana Road, Suite 1
Birmingham AL 35216
Advisors at this office
1
Most active in
Alabama · Florida · Georgia · Mississippi · Tennessee · Texas
Also doing business as
Sutton Financial Group · Sutton, Scott E. · Sutton, Scott Edmond
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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