SVN Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$3,136,520
Clients
6
Advisors
1
of 1 employees
About
SVN Capital, LLC is a small independent investment adviser that provides discretionary portfolio management through separately managed accounts and by advising a pooled private fund. The firm serves individual and institutional investors and delivers account-level management and reporting through its chosen custodian platform.
The firm employs a bottom-up, fundamental value-investing approach with a concentrated portfolio emphasis and a long-term investment horizon, and it may invest across market capitalizations, industries, and geographies in a range of instruments (including options, MLPs, REITs, convertibles and distressed positions). SVN implements its strategy primarily via a separately managed account platform and its private fund, with investment implementation tailored to each client’s documented investment policy while maintaining discretionary trading authority.
What is distinctive about SVN relative to many small independent peers is that it acts as sponsor and adviser to a private pooled fund in addition to managing SMAs, and it uses performance-based compensation arrangements for certain eligible clients and fund investors. The firm also requires use of a specified custodian for client accounts, operates a deliberately concentrated strategy, and relies on operational and compliance support from a related minority owner to oversee firm processes and conflicts mitigation.
Client services
Expertise
Fee options
$0+: 1.5% per annum (0.375% quarterly) for non-qualified clients $0+: 1.0% per annum (0.25% quarterly) for qualified clients who elect to pay performance fee
10% of profits exceeding 5% annualized hurdle rate for qualified clients in separately managed accounts; 25% incentive allocation for private fund after 5% hurdle.
Account minimum: $500,000 Fee-only: Management fee based on percentage of assets under management; no commissions accepted.
Main office
Lincolnshire IL
Advisors at this office
1
Most active in
Illinois
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)