SVN Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,136,520
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
6
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
LowAverage account size
$522,753
About
SVN Capital, LLC is a small independent investment adviser that provides discretionary portfolio management through separately managed accounts and by advising a pooled private fund. The firm serves individual and institutional investors and delivers account-level management and reporting through its chosen custodian platform.
The firm employs a bottom-up, fundamental value-investing approach with a concentrated portfolio emphasis and a long-term investment horizon, and it may invest across market capitalizations, industries, and geographies in a range of instruments (including options, MLPs, REITs, convertibles and distressed positions). SVN implements its strategy primarily via a separately managed account platform and its private fund, with investment implementation tailored to each client’s documented investment policy while maintaining discretionary trading authority.
What is distinctive about SVN relative to many small independent peers is that it acts as sponsor and adviser to a private pooled fund in addition to managing SMAs, and it uses performance-based compensation arrangements for certain eligible clients and fund investors. The firm also requires use of a specified custodian for client accounts, operates a deliberately concentrated strategy, and relies on operational and compliance support from a related minority owner to oversee firm processes and conflicts mitigation.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Real estate investing
Fee options
$0+: 1.5% per annum (0.375% quarterly) for non-qualified clients $0+: 1.0% per annum (0.25% quarterly) for qualified clients who elect to pay performance fee
10% of profits exceeding 5% annualized hurdle rate for qualified clients in separately managed accounts; 25% incentive allocation for private fund after 5% hurdle.
Account minimum: $500,000 Fee-only: Management fee based on percentage of assets under management; no commissions accepted.
Main office location
SVN Capital, LLC
Lincolnshire IL, United States
Number of offices
1
Most active in
SVN Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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