SW Private Wealth, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
SW Private Wealth is a small, independent registered investment adviser that serves individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, and business entities. The firm provides tailored investment management, financial planning (standalone or combined with portfolio services), and assets‑under‑advisement for employer retirement plans, 529 plans and annuities.
The firm constructs individualized portfolios using both passive approaches (index funds and ETFs with strategic asset allocation) and active strategies (fundamental analysis and tactical allocation shifts), and it provides regular reporting and at least annual account reviews. Notably, as of December 31, 2025, the firm reported $40.2 million in assets managed on a non‑discretionary basis and no discretionary AUM, so most client relationships retain trade approval authority.
Compared with many independent peers that commonly accept discretionary authority, SW Private Wealth’s predominant non‑discretionary model and its formal assets‑under‑advisement service for outside retirement and education accounts are distinguishing operational features. The firm operates with a small staff, implements client orders on an individual basis rather than aggregating block trades, and relies on an institutional custodian platform for custody, execution, and client reporting.
Client services
Expertise
Fee options
$5,500 for single member household; $7,500 for two person/couple household; $5,500 or $7,500 for plan updates depending on household type
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $10,000,000: 1.00% $10,000,001+: Negotiable
$350 per hour for financial planning services
Main office
75 2nd Avenue, Suite 605
Needham MA 02494
Advisors at this office
1
Most active in
Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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