Swad Wealth Management LLC

Swad Wealth Management provides financial planning, discretionary investment management, and ERISA services to individuals (including high‑net‑worth clients), trusts, estates, charitable organizations and business entities. The firm reports approximately $111 million in discretionary assets across about 48 client relationships, reflecting a client base weighted toward larger accounts.

The firm builds portfolios using firm-developed model strategies (Strategic passive models and Dynamic quantitative models) or bespoke portfolios, and relies primarily on fundamental and quantitative analysis to set allocations and select securities. Its advice encompasses a broad range of instruments and strategies—fee‑based annuities, private placements and real‑estate vehicles, options and margin trading among them—and it generally manages client accounts on a discretionary basis.

Distinctive features include the firm’s recent registration with the SEC and its operation as a solo‑advisor practice with a relatively high assets‑per‑client profile compared with many peers. The firm maintains a written satisfaction/refund policy, requires custody with specified providers (including Schwab and SSG) from which it receives incidental research and platform benefits, and accepts referrals through third‑party networks such as Zoe Advisor Network and SmartAsset.