Sweeney Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sweeney Asset Management, LLC provides discretionary investment supervisory services and retirement-plan consulting for individuals, high‑net‑worth clients, and retirement plans. The firm offers ongoing portfolio management, participant education, and may refer clients to third‑party managers such as Crawford Investment Counsel.
The adviser uses fundamental analysis and a mix of longer‑ and shorter‑term holdings, determining objectives and risk tolerance through an investment questionnaire and conducting at least quarterly account reviews. Client assets are held at third‑party custodians (the firm typically recommends Charles Schwab) and the adviser may use block or bunched trading for execution.
With roughly $28.9 million in assets under management for a small roster of about 26 clients, the firm operates with a relatively concentrated client base and individualized relationships. The brochure discloses that Sweeney receives compensation for referrals to third‑party managers, shares office space with another advisory principal with whom it has had prior private investments (a disclosed potential conflict), and does not vote client proxies, leaving voting rights with clients.
Client services
Expertise
Fee options
$0+: Up to 1.25% annually (negotiable) for Sweeney Asset Management's Investment Supervisory Services, charged quarterly in advance based on market value of assets $0 - $3,000,000: 1.00% annually for Crawford Investment Counsel Balanced and Equity Only accounts $3,000,000+: 0.50% annually for Crawford Investment Counsel Balanced and Equity Only accounts $0 - $25,000,000: 0.85% annually for Crawford Investment Counsel Small Cap Equity strategy $25,000,000 - $50,000,000: 0.80% annually for Crawford Investment Counsel Small Cap Equity strategy $50,000,000+: 0.75% annually for Crawford Investment Counsel Small Cap Equity strategy $0 - $5,000,000: 0.40% annually for Crawford Investment Counsel Fixed Income Only accounts $5,000,000 - $10,000,000: 0.35% annually for Crawford Investment Counsel Fixed Income Only accounts $10,000,000+: 0.30% annually for Crawford Investment Counsel Fixed Income Only accounts $0+: 0.10% to 0.25% quarterly fee for Retirement Plan Services based on plan assets
Account minimum: No minimum for Sweeney Asset Management's direct advisory services; however, for third-party manager Crawford Investment Counsel Inc., minimums vary by strategy: $2,000,000 for balanced and equity only accounts, $5,000,000 for Small Cap Equity accounts, and $3,000,000 for fixed income only accounts. Fee-only: Investment supervisory services fees up to 1.25% annually, negotiable, paid quarterly in advance.
Main office
720 NW 50th St., Suite 101
Oklahoma City OK 73118
Advisors at this office
1
Most active in
Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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