Sweetgum Laboratories LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$13,876,000
Clients
68
Advisors
1
of 1 employees
About
Sweetgum Laboratories LLC provides ongoing portfolio management and one‑time financial planning to individuals (including high‑net‑worth clients), charitable organizations, and corporate/business clients. The firm prepares a written Investment Policy Statement for each client and delivers periodic account reviews, and it charges asset‑based advisory fees consistent with many independent advisers.
The firm’s investment process combines cyclical, fundamental, modern‑portfolio‑theory and quantitative analysis with a long‑term trading orientation, and it typically implements strategies using mutual funds, equities, ETFs (including precious‑metals ETFs), fixed income and insurance products such as annuities and TIPS. Client portfolios are managed on a primarily non‑discretionary basis — the adviser does not exercise trading discretion and implements recommendations with client authorization.
Noteworthy differences from many peers include the adviser’s licensed insurance activities; the firm discloses that its representative offers commissionable insurance and annuity products, a potential conflict that is addressed in its disclosures. The firm also reports serving pension/profit‑sharing or other corporate plan clients while maintaining essentially all assets as non‑discretionary, a combination that is uncommon among solo independent advisers.
Client services
Expertise
Fee options
$1,000 to $6,000 fixed fee for financial planning
$0 - $500,000: 1.00% $500,000 - $1,000,000: 0.95% $1,000,000 - $2,000,000: 0.90% $2,000,000+: 0.70%
Main office
4 Blackrock Rd
Yardley PA 19067
Advisors at this office
1
Most active in
New Jersey · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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