A complete list of active advisors currently associated with Swell Financial

Warmer can help you find a great advisor at Swell Financial or one who fits your needs even better.

Swell Financial is a small independent registered investment adviser that provides discretionary portfolio management, as well as ongoing and project-based comprehensive financial planning. The firm serves individuals (including high-net-worth clients), charitable organizations, and employer-sponsored pension and profit-sharing plans. The firm constructs tailored investment plans grounded in strategic asset allocation, generally favoring passive funds while incorporating selective active managers and tactical adjustments when appropriate. It implements models using third‑party platforms and outside managers (including SEI and American Funds options), monitors portfolios regularly, and accommodates client-imposed investment restrictions and rebalancing preferences. Notably for an independent adviser with under $30 million in assets, Swell Financial offers pension and profit‑sharing plan consulting and accepts an ERISA Section 3(21) fiduciary role for plan services while leaving discretionary plan administration to plan sponsors. The firm also includes ongoing comprehensive financial planning for clients with $750,000 or more in managed assets and uses third‑party manager consulting as part of its model governance.

To learn more about the advisors currently working at Swell Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.