A complete list of active advisors currently associated with SWS Advisors, inc.

Warmer can help you find a great advisor at SWS Advisors, inc. or one who fits your needs even better.

SWS Advisors, Inc. serves individual investors as well as corporations, businesses and charitable organizations, with the majority of its client base comprised of non–high‑net‑worth individuals. The firm manages approximately $60 million on a discretionary basis and provides portfolio management, written financial planning, and hourly or project‑based advisory services. Investment decisions are guided by client investment policy statements and employ both fundamental and technical analysis across short‑term and long‑term strategies, with SWS executing trades on a discretionary basis within client parameters. Financial planning is offered as a standalone service and can include written plans, periodic reviews, and an optional ongoing maintenance engagement alongside account monitoring. Compared with many peers, SWS is notable for its affiliation and common ownership with an in‑house broker‑dealer and an insurance agency; several representatives are registered with the affiliated broker‑dealer and the brochure discloses related commission conflicts and referral practices. The firm also highlights operational distinctions — it does not participate in wrap fee programs, does not maintain custody of client assets, and makes both fee‑based asset management and hourly/project engagements available.

To learn more about the advisors currently working at SWS Advisors, inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.