Houston, TX John F. Kennedy Blvd Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Symphony Financial, Ltd. Co.
Multi-team
Firm-wide stats for Symphony Financial, Ltd. Co.
About
Symphony Financial serves individuals, trusts, estates, charitable organizations and business entities through discretionary portfolio management, financial planning and consulting. The firm also offers multi-family office (MFO) services, third‑party management arrangements and Personal Choice Retirement Account (PCRA) self-directed retirement account management to clients of varying net worth.
The firm says it applies a long-term investment philosophy informed by both fundamental and technical analysis and tailors portfolios using mutual funds, ETFs, individual securities, options and, where appropriate, private placements and independent managers. Symphony provides ERISA 3(21) fiduciary services for retirement plans and coordinates comprehensive MFO engagements that involve outside specialists for tax, legal, banking and concierge-style family services.
What distinguishes Symphony from many peers is the breadth of its multi-family office offering — including bill pay, bookkeeping, private banking coordination, specialty lending and liquidity-event planning — and the firm’s use of outside providers (including a disclosed referral relationship with Fieldpoint Private Bank). Symphony also has substantial operational and custodial ties to LPL Financial (including software, platform support and compensation arrangements such as forgivable loans to some advisors), and it routinely uses multiple custodians and independent managers, a combination that creates potential conflicts the firm discloses and seeks to manage.
Based on Symphony Financial, Ltd. Co.
Expertise
Based on Symphony Financial, Ltd. Co.
Location
17725 John F. Kennedy Blvd, Second Floor
Houston TX 77032
Advisors at this office
3
Advisors at this office
James B
Houston, TX
Symphony Financial, Ltd. Co.
James Barksdale is a financial advisor at Symphony Financial, Ltd. Co. in Houston, TX, with two years of industry experience. He has been with Symphony Financial since 2023 and concurrently holds a position at Boeing since 2014. Symphony Financial, Ltd. Co. provides discretionary investment management, financial planning, and consulting services to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a long-term investment approach combining fundamental and technical analysis, tailoring portfolios to client risk profiles and objectives, and offers a multi-family office service model coordinating broad family needs through outside providers.
Sammy M
Houston, TX
Symphony Financial, Ltd. Co.
Sammy Mc Leod is a financial advisor at Symphony Financial, Ltd. Co. in Houston, TX, with two years of industry experience. Prior to joining Symphony Financial in 2023, Mc Leod worked at United Airlines for 19 years. Symphony Financial provides discretionary investment management, financial planning, and consulting services to individuals, trusts, estates, charitable organizations, and business entities. The firm manages approximately $1.09 billion in assets and uses a long-term investment approach that combines fundamental and technical analysis, tailoring portfolios to client risk profiles and objectives.
Wayne L
Houston, TX
Symphony Financial, Ltd. Co.
Wayne Lilly is a financial advisor at Symphony Financial, Ltd. Co. with two years of industry experience. He has also operated The Lilly Group LLC since 2011 and has worked at United Airlines since 1998. Symphony Financial, Ltd. Co. offers discretionary investment management, financial planning, and consulting services to individuals, trusts, estates, charitable organizations, and business entities. The firm manages approximately $1.09 billion in assets and uses a long-term investment approach combining fundamental and technical analysis, tailoring portfolios to client risk profiles and objectives.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)