Symphony One Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$2,112,840
Clients
6
Advisors
3
across 2 offices
About
Symphony One Capital Management, LLC is a state-registered advisory firm founded in 2023 that serves individuals, high‑net‑worth clients, institutions, financial advisory firms and private pooled investment vehicles. The firm provides discretionary portfolio management, operates two Delaware private pooled investment vehicles (Symphony One Capital Equity Fund, LP and Symphony One Capital Opus Fund, LP), offers separately managed accounts that implement those fund strategies, and delivers model portfolios to other advisors and institutional clients.
SOCM implements proprietary quantitative strategies that seek short‑term mispricings and may employ long and short positions, time‑varying leverage, and derivatives across equities, futures, options and ETFs; it also offers blended “Harmony 40” model portfolios that combine the private funds with traditional ETF allocations. The brochure describes model delivery arrangements and notes the use of performance‑linked compensation for qualified clients, including profit allocations subject to loss‑recovery mechanics, and cautions that frequent trading and model risk can increase volatility and transaction costs.
What is distinctive relative to many supported peers is the firm’s combination of acting as a private fund adviser while also providing model delivery and SMA overlays to other advisers and institutions, together with a small reported regulatory AUM alongside a substantially larger amount of assets under advisement. The firm’s emphasis on quantitative, frequently traded strategies and its use of performance‑based compensation with contingent loss recovery are features that are less common among similarly sized supported firms.
Client services
Expertise
Fee options
Model portfolio delivery fees ranging from $10 to $100,000 per annum or a one-time fee within the same range; fees are negotiable.
0.50% to 2.00% annually
20% performance fee on profits for qualified clients in pooled investment vehicles and SMAs based on those vehicles' strategies, subject to loss recovery account provisions.
Account minimum: $250,000 Fee-only: Management fee for traditional asset management SMAs ranging between 0.50% and 2.00% per annum, negotiable.
Main office
See office17304 Preston Road, Suite 800
Dallas TX 75287
Advisors at this office
1
Offices (2)
Most active in
North Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Khalid A
Series 65, Series 66, Series 63
Wilmington, NC
Symphony One Capital Management, LLC
Khalid Al Abid is a financial advisor at Symphony One Capital Management, LLC with two years of industry experience. He holds Series 65, Series 66, and Series 63 licenses. Prior to joining Symphony One, Khalid worked at Equitable Advisors and Wells Fargo. He also served in the United States Marine Corps for four years. Symphony One Capital Management is a state-registered advisory firm that serves individual, high-net-worth, institutional, and financial advisory clients. The firm offers discretionary portfolio management, proprietary quantitative strategies across multiple asset classes, private pooled investment vehicles, and model portfolios with performance-based compensation structures.
William H
CFA®, Series 65
Dallas, TX
Symphony One Capital Management, LLC
William Hays Jr. is a CFA® charterholder with 12 years of industry experience. He currently serves as an advisor at Symphony One Capital Management, LLC since 2023, following prior roles at RiverFront Investment Group from 2015 to 2023. Outside of his advisory work, he is involved as an owner in local real estate investment companies. Symphony One Capital Management, LLC provides quantitative-driven portfolio management to individuals, high-net-worth clients, institutions, and financial advisors, combining private fund advisory services with model delivery and separately managed accounts focused on short-term mispricings and performance-linked compensation structures.
Vernon S
Series 65, Series 66
Wilmington, NC
Symphony One Capital Management, LLC
Vernon Schoonover is a financial advisor at Symphony One Capital Management, LLC with Series 65 and Series 66 credentials and two years of industry experience. He has previous experience at TopStep Trader, Mattress Warehouse, Royal Crest Financial, Edward Jones, and Bankers Life. Symphony One Capital Management, LLC is a state-registered advisory firm founded in 2023 that serves individuals, high-net-worth clients, institutions, financial advisory firms, and private pooled investment vehicles. The firm implements proprietary quantitative strategies across multiple asset classes and offers discretionary portfolio management, separately managed accounts, and model portfolios with an emphasis on performance-linked compensation and frequent trading.
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