Symphony Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Symphony Wealth Management is a registered investment adviser that offers discretionary investment management to individuals, business entities, trusts, estates and family offices and provides advice related to unaffiliated private investment funds and private placement offerings. The firm’s brochure describes ongoing due diligence and monitoring services for private funds and the ability to include alternative investments, ETFs and mutual funds in managed portfolios.
The firm emphasizes asset allocation as the cornerstone of its investment process, using modern portfolio theory and fundamental analysis to construct individualized portfolios guided by written investment policy statements. SWM maintains model portfolios, conducts semi-annual formal reviews and rebalances as needed, and typically implements client accounts through qualified custodians with block trading and other institutional trade execution functionality.
Compared with many peer investment managers, SWM’s brochure highlights direct involvement with private fund due diligence and private placement recommendations — capabilities that are less common among managers focused on pooled or institutional mandates. The brochure also notes the firm operates on a small scale (single-advisor structure), does not participate in wrap-fee or soft-dollar arrangements, and may waive its stated $1,000,000 account minimum in particular circumstances.
Client services
Expertise
Fee options
$1,000,000 - $5,000,000: 1% $5,000,000+: .50%
Account minimum: $1,000,000 Fee-only: Annual investment management fee up to 1.00%, negotiable based on various factors.
Main office
Tampa FL
Advisors at this office
1
Most active in
Florida · Missouri · Texas
Also doing business as
Symphony Wealth Management · Symphony Wealth Management, LLC.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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