A complete list of active advisors currently associated with Syndicated Capital, Inc.

Warmer can help you find a great advisor at Syndicated Capital, Inc. or one who fits your needs even better.

Syndicated Capital, Inc. provides money management, portfolio management and wealth management services to individuals, trusts, corporations and 401(k) plans, managing roughly $137 million on a discretionary basis and over $5 million on a non-discretionary basis as of December 31, 2025. The firm offers customized advisory programs on both discretionary and non‑discretionary bases and does not impose an account minimum for opening or maintenance. Investment programs are constructed from publicly traded equities, ETFs, fixed income and mutual funds and are tailored to each client’s objectives, risk tolerance and time horizon; clients may place restrictions on specific securities and advisers may aggregate trades across accounts. Custodial arrangements are disclosed in the brochure: Syndicated Capital has maintained a clearing agreement with Pershing since 2003 and added Charles Schwab as an additional custodian in early 2026, and the firm discloses ticket charges and receipt of 12b‑1 mutual fund compensation. What distinguishes Syndicated Capital from many multi‑advisor peers is its broker‑dealer activity and the dual registration of certain management persons, along with a small number of representatives who also act as insurance agents — features that are uncommon in this peer group. The brochure also discloses several past regulatory matters, including FINRA fines and a voluntary SEC reporting and disgorgement in 2019, which the firm notes were tied to legacy matters and the broker‑dealer side of its business.

To learn more about the advisors currently working at Syndicated Capital, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.