Synergy Capital

Synergy Capital of Colorado LLC advises individuals, high-net-worth clients, trusts, pension and profit-sharing plans, corporations and municipalities, offering discretionary portfolio management and financial planning as part of its investment services. The firm also provides separately managed account (SMA) sub-advisor arrangements and retirement plan consulting under written agreements.

The firm describes a long-term, primarily value-oriented investment approach that combines individual security selection—typically diversified portfolios of roughly twenty-one stocks with a three-to-five year horizon—and mutual fund/ETF asset-allocation strategies with periodic rebalancing guided by a client-specific investment policy statement. Synergy Capital conducts ongoing monitoring, may use institutional share classes when available, and offers stand-alone planning in limited circumstances; it generally requires an initial advisory relationship portfolio of $1,000,000, subject to negotiation.

Compared with many peers, Synergy Capital works with municipal clients (listed among its client types) and discloses marketing practices and revenue relationships that are less common for similarly sized firms, including receipt of travel and marketing reimbursements from product sponsors, support services from its custodian, and the use of endorsements, testimonials and third‑party ratings in its advertising. The firm also notes use of third‑party administrative and reporting technology (Advyzon), offers insurance services through an affiliated entity, and makes use of SMA managers and alternative or structured products where suitable, which can create additional conflicts the firm discloses and manages.