Synergy Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$12,201,808
Clients
9
Advisors
1
of 1 employees
About
The firm provides investment advisory and financial planning services to individuals, high‑net‑worth clients, trusts, estates and business entities. As a solo adviser it manages approximately $12.5 million for nine clients and offers portfolio management, one‑time comprehensive financial planning, focused consulting, and the selection and oversight of third‑party managers and TAMP platforms.
Investment advice is delivered through a financial‑planning–driven process that combines fundamental, technical, cyclical and economic analysis to build diversified portfolios organized by defined risk bands. The firm may implement portfolios directly or delegate discretionary management to TAMPs, conducts ongoing reviews, and allows clients to impose reasonable investment restrictions; financial planning engagements are, by default, complete upon delivery unless a different scope is agreed in writing.
Distinctive features include the principal’s active affiliations with multiple insurance‑industry businesses — licensed retail insurance agencies, an annuity marketing/IMO‑FMO operation, and a tax‑consulting affiliate — and the potential to receive insurance commissions, overrides and marketing allowances in addition to asset‑based advisory fees. Those outside business activities and compensation arrangements are disclosed in the brochure and presented as potential conflicts of interest the firm says it addresses through fiduciary obligations and client disclosures; clients are not required to purchase services from affiliated entities.
Client services
Expertise
Occupation focus
Fee options
Financial planning fees range from $500 - $10,000 depending on scope and complexity. Consulting fees range from $150 - $10,000. 50% due upon signing, balance due upon completion.
$0+: 0.30% to 2.00% annually for non-TAMP individually managed accounts $0+: 0.50% to 2.00% annually for TAMP individually managed accounts
Hourly rate specified in agreements for early termination fee calculations; example rate is $350/hour.
Fee-only: Advisory fees based on assets under management with rates ranging from 0.30% to 2.00% for non-TAMP accounts and 0.50% to 2.00% for TAMP accounts. Fees charged quarterly in advance for non-TAMP accounts; TAMP fees according to client-approved TAMP agreements.
Main office
Houston TX
Advisors at this office
1
Most active in
Texas · Wisconsin
Also doing business as
Synergy Wealth Management · Synergy Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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