T
T.A. Salomon Asset Management PLLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$30,000,000
Clients
45
89% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
45
HighAverage account size
$666,667
About
T A Salomon Asset Management provides discretionary investment supervisory services and financial planning to individuals and high-net-worth individuals, and states it has no account minimum. The firm reports managing about $30 million across roughly 45 client relationships and prepares an individualized Investment Policy Statement for each client.
The firm’s investment approach combines fundamental and cyclical analysis and employs both long-term and short-term trading strategies, with authority to select securities and execute transactions without prior client permission. Accounts are reviewed at least quarterly by the firm’s lead advisor, and the manager uses block trading to aggregate orders across client accounts.
A few operational features distinguish the firm from many peers: it requires clients to use a specific custodian/broker-dealer and reports receiving no soft-dollar benefits or outside compensation for recommendations. The combination of a relatively concentrated client base, no stated account minimum, and a willingness to use short-term trading strategies may result in more directly managed, client-specific portfolios than is typical for firms of similar size.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$0 - $500,000: 1.50% $500,001 - $999,999: 1.25% $1,000,000+: 1.00%
Main office location
T.A. Salomon Asset Management PLLC
Phoenix AZ, United States
Number of offices
1
Most active in
T.A. Salomon Asset Management PLLC has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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