A complete list of active advisors currently associated with T. Rose & Associates, Inc.

Warmer can help you find a great advisor at T. Rose & Associates, Inc. or one who fits your needs even better.

T. Rose & Associates primarily serves individual investors — including high-net-worth clients — and provides discretionary portfolio management focused on publicly traded equities, options, and fixed-income securities. The firm also offers customized investment programs and regular client reviews, and it accepts both retail and select institutional engagements under written agreements. Portfolios are built through individualized security selection and quantitative analysis, with the firm implementing strategies on a discretionary basis when authorized and conducting ongoing monitoring and formal quarterly account reviews. The firm has documented supervisory and continuing-education procedures, including daily communication monitoring and periodic sampling of accounts for suitability and compliance. What distinguishes this firm from many peers is its role as the managing member of a private fund (Second Derivative Capital LLC), acting as an adviser to a limited group of accredited fund members, and its participation in a sub-advisory arrangement to manage a portion of a large municipal client’s core portfolio. Those private-fund and fund-sponsor responsibilities, together with the firm’s small advisor count and boutique client base, are atypical activities relative to similarly sized advisory firms and are addressed in its disclosures and code of ethics.

To learn more about the advisors currently working at T. Rose & Associates, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.

You can also browse T. Rose & Associates, Inc.'s office locations.