TA Capital Management, LLC

TA Capital Management provides wealth management—combining ongoing asset management and financial planning—to individuals (including high-net-worth clients), trusts, estates and business clients through separately custodied accounts. The firm manages assets on an advisory, percentage-of-assets basis and delivers portfolio management and financial planning tailored to each client’s circumstances.

Portfolio construction and financial plans are developed one-on-one and reviewed at least quarterly using a variety of analysis methods and strategies; the firm also aggregates orders and allocates trades pro rata when block trading. Notably, a substantial portion of the firm’s assets are managed on a non-discretionary basis, so TA Capital often seeks client approval before implementing trades, which can affect the timing and execution of transactions.

TA Capital is majority-owned and operationally affiliated with Total Alignment Wealth Advisors, with a formal sub‑adviser and intercompany relationship that provides access to Total Alignment’s planning software, personnel and shared resources and creates preferential referral/fee arrangements for clients of the affiliate. The firm operates with a small advisory team while overseeing roughly $439 million for about 90 clients and requires custody at major institutional custodians that supply execution, custody and back‑office services.