A complete list of active advisors currently associated with Tadpole Investments LLC

Warmer can help you find a great advisor at Tadpole Investments LLC or one who fits your needs even better.

Tadpole Investments LLC provides discretionary portfolio management and one-time financial planning to individual and high-net-worth clients, documenting objectives and risk tolerances in an Investment Policy Statement for each account. Like many independent advisers, it charges asset-based advisory fees and delivers quarterly reporting and periodic reviews. The firm applies cyclical, fundamental and quantitative analysis and uses a range of trading strategies from long-term holdings to short-term trading, including short sales, margin and options, with discretion to implement transactions on clients’ behalf. Tadpole requires clients to custody assets at a specified broker-dealer and conducts quarterly account reviews while permitting reviews outside that cadence for material events. A distinctive feature is that Tadpole offers performance-based fee arrangements to qualified clients, a practice that is relatively uncommon among peers and that the firm addresses with allocation controls and high-water-mark provisions. The adviser operates with a small client roster and modest assets under management, provides financial planning as a separate engagement, and discloses the potential for custodial soft-dollar research benefits.

To learn more about the advisors currently working at Tadpole Investments LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.