TAG Wealth Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$16,288,413
Clients
54
Advisors
2
across 2 offices
About
TAG Wealth Advisors serves individual and high‑net‑worth clients and also provides retirement plan advisory services, including limited‑scope ERISA 3(21) fiduciary work. Its offerings include portfolio management (both discretionary and non‑discretionary), comprehensive financial planning delivered via a Proactive Planning Team and Virtual Family Office, and coordination with third‑party managers.
The firm uses a mix of discretionary platforms and sub‑advisors as well as non‑discretionary account administration through a third‑party platform, and it monitors outside managers while retaining oversight responsibilities. Retirement‑plan work is a significant part of its practice, with services that include plan investment advice, participant education and group enrollment meetings, and ongoing monitoring of plan options.
Noteworthy features in the brochure include affiliations with a broker‑dealer and an affiliated insurance business, a solicitor relationship with selected third‑party managers, and a substantial portion of assets held in non‑discretionary ERISA plan arrangements—an uncommon mix for similarly sized supported firms. The firm also describes working closely with select CPA firms to provide proactive planning support, and discloses the related referral and conflict‑of‑interest arrangements and mitigation procedures.
Client services
Expertise
Occupation focus
Fee options
One-time financial planning fee ranging from $2,500 to $10,000 depending on complexity.
$0+: 2.00% maximum annual fee for direct asset management services $100,000 - $1,000,000: 2.00% maximum annual advisory fee for Gradient Investments programs $1,000,001 - $2,000,000: 1.65% maximum annual advisory fee for Gradient Investments programs $2,000,001 - $3,000,000: 1.20% maximum annual advisory fee for Gradient Investments programs Over $3,000,000+: 0.95% maximum annual advisory fee for Gradient Investments programs $50,000 - $1,000,000: 1.70% maximum annual advisory fee for Gradient ETF Endowment Series and others $1,000,001 - $2,000,000: 1.35% maximum annual advisory fee for Gradient ETF Endowment Series and others $2,000,001 - $3,000,000: 1.00% maximum annual advisory fee for Gradient ETF Endowment Series and others Over $3,000,000+: 0.80% maximum annual advisory fee for Gradient ETF Endowment Series and others All Household Accounts+: 0.60% maximum annual advisory fee for Gradient Household Account Reporting $0+: Up to 1.00% annual management fee for TAG when using Stonebridge subadvisor $0+: 0.65% management fee for Stonebridge Capital Advisors subadvisor; total subadvisor fees not to exceed 2.00% $0+: TAG fees for Stonebridge subadvisor services range from 0% to 1.50% depending on account type and assets
Investment Adviser Representative William McGuire receives external commission-based compensation as a registered representative of Leigh Baldwin & Co., LLC.
Main office
See officeNorth Oaks MN
Advisors at this office
1
Offices (2)
Most active in
Alabama · Minnesota · Texas
Also doing business as
Tag Wealth Advisors · Transition Advisory Group LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
William M
Series 63, Series 65
Rochester, MN
TAG Wealth Advisors
William Mcguire is a financial advisor with TAG Wealth Advisors, holding Series 63 and Series 65 licenses and bringing 41 years of industry experience. His prior roles include positions at Transition Advisory Group, Leigh Baldwin & Co., Capital Analysts, and Lincoln Investment. Outside of financial services, he is a partner in McGuire Hunting Enterprises LLC, a business involved in leasing hunting land and past logging activities. TAG Wealth Advisors provides investment advisory and planning services to individuals, retirement plans, and business entities. The firm combines fundamental analysis and longer-term purchase strategies with delegated management, offering both discretionary and non-discretionary portfolio management alongside comprehensive financial planning and access to sub-advisors and third-party managers.
John N
Series 66
North Oaks, MN
TAG Wealth Advisors
John Nelson is a financial advisor with TAG Wealth Advisors, holding a Series 66 designation and 24 years of industry experience. His prior roles include positions at Leigh Baldwin & Co., LLC, Cambridge Investment Research Advisors, Inc., and Transition Advisory Group, LLC. In addition to his advisory work, he serves as a senior partner and independent insurance agent at TAG Insurance Advisors LLC. TAG Wealth Advisors provides investment advisory and planning services to individuals, retirement plans, and business entities. The firm combines fundamental analysis and longer-term purchase strategies with delegated management, offering both discretionary and non-discretionary portfolio management alongside comprehensive financial planning and coordination with select CPA firms.
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