TaiBay Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TaiBay Wealth Management LLC provides discretionary portfolio management and written financial planning primarily to individual and high‑net‑worth clients, generally charging asset‑based fees and maintaining an account minimum of $100,000. As of December 2025 the firm reported approximately $56.9 million in discretionary assets under management and issues an Investment Policy Statement for each client to document goals, risk tolerance and asset allocation.
The firm’s investment process combines fundamental analysis with modern portfolio theory and employs a mix of long‑ and short‑term strategies, including the use of margin, options and allocations to mutual funds, ETFs (including precious‑metal ETFs), real estate funds and non‑U.S. securities. TaiBay typically operates under discretionary trading authority, custodians client assets at Schwab Institutional, and provides quarterly account reporting tied to the client’s Investment Policy Statement.
Distinctive aspects of the firm include a significant non‑U.S. client base and an explicit inclusion of non‑U.S. securities in its investment universe, which the brochure highlights as carrying additional currency, political and regulatory risks. The firm’s principal also conducts licensed insurance activities through a separate DBA and may offer commissionable insurance products, a disclosed potential conflict of interest that the firm documents for clients.
Client services
Expertise
Fee options
Fixed financial planning fees between $2,000 and $3,500.
$100,000 - $1,000,000: 1.00% annually $1,000,001 - $2,000,000: 0.90% annually $2,000,001+: 0.80% annually
Account minimum: $100,000 (may be waived)
Main office
Oakland CA
Advisors at this office
1
Most active in
California · Massachusetts · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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