T
Tam Capital Management Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$92,580,479
This total excludes 9 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
14
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
14
TypicalAverage account size
$6,612,891
About
The firm provides discretionary investment supervisory services to qualified clients, advising high-net-worth individuals as well as corporations, pension plans, trusts and other institutional entities. It concentrates portfolio management on equities, ETFs, options and other derivative instruments and does not participate in wrap fee programs.
The firm follows an aggressive trading approach that routinely employs leverage, margin, short sales and options strategies and discloses the use of borrowing and derivatives within separately managed accounts. It requests discretionary authority to execute trades, emphasizes suitability for each client before engagement, and explains the material risks of its strategies.
Distinctive features include the use of performance-based compensation alongside asset-based fees and the acceptance of corporate and institutional clients—arrangements that are less common among firms of this type. The firm manages all client assets in-house, requires clients to use its designated custodian, and reports relatively concentrated assets under management across a small client base.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Occupation focus
Founder/Business Owner
Fee options
All Assets Under Management+: 2.00% annually
25% of net profits, payable quarterly or annually in arrears
Main office location
Tam Capital Management Inc
Stamford CT, United States
Number of offices
1
Most active in
Tam Capital Management Inc has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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