Tannhauser Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Tannhauser Financial provides ongoing portfolio management and financial planning for individuals, including high‑net‑worth clients. Services described in the brochure include creating Investment Policy Statements, asset allocation and selection, regular portfolio monitoring, and one‑time or negotiated financial plans covering retirement, tax, college, insurance and debt/credit planning.
The firm employs a broad set of analytical methods—charting, cyclical, fundamental, modern portfolio theory, quantitative and technical—and uses both long‑term and short‑term trading to implement client strategies. Tannhauser’s stated investable universe includes mutual funds, equities, fixed income, REITs, ETFs (including precious‑metal ETFs), commodities, annuities and private placements, and each client’s strategy is documented in an Investment Policy Statement.
Tannhauser reports its advisory assets as entirely non‑discretionary ($143,424 as of December 2023) and the firm explicitly does not accept investment discretion or proxy‑voting authority, so clients retain trade authority and receive custodian statements directly. The brochure also notes the principal is a licensed insurance agent who may offer commissionable insurance products alongside advisory services, a relationship the firm discloses as a potential conflict of interest; the inclusion of commodities and certain ETFs means some client exposures could involve derivative‑linked instruments.
Client services
Expertise
Fee options
Financial planning fixed fees negotiated between $1,000 and $20,000
$0 - $249,999: 1.75% $250,000 - $499,999: 1.50% $500,000 - $999,999: 1.25% $1,000,000+: 1.00%
Main office
223 S. 2nd Street
North Wales PA 19454
Advisors at this office
1
Most active in
Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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