Tapparo Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Tapparo Capital Management advises individuals and a range of institutional clients — including pension and profit‑sharing plans, trusts, estates, corporations and charitable organizations — on discretionary and non‑discretionary portfolio management. The firm is a small independent adviser managing roughly $93 million across about 113 client relationships and typically charges asset‑based advisory fees while including ongoing financial planning as part of portfolio services.
Portfolios are custom‑tailored to clients’ objectives and reviewed periodically, with the firm using a mix of fundamental research and quantitative/technical methods such as technical trading models, cyclical analysis and charting alongside long‑ and short‑term strategies where appropriate. Tapparo does not offer wrap‑fee programs, does not select third‑party sub‑advisers, and in limited cases may offer a fixed‑fee mutual‑fund-only option.
Compared with many peers, the firm’s client mix — which explicitly includes charitable organizations — is atypical for a small independent practice. The firm directs custody through an Altruist/Apex custodial platform and discloses receipt of technology and support benefits from that relationship, and it leaves proxy‑voting decisions to clients rather than voting proxies on their behalf.
Client services
Expertise
Fee options
Generally between $2,000 and $5,000 annually, payable quarterly, for portfolios containing mutual funds only
$0 - $1,000,000: 1.00% annually Over $1,000,000+: 0.60% annually
Main office
Topsfield MA
Advisors at this office
1
Most active in
Maine · Massachusetts · New York
Also doing business as
Andrew James Tapparo · Tapparo Capital Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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