Tapparo Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$92,420,149
Clients
113
28% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
113
Very HighAverage account size
$817,877
About
Tapparo Capital Management provides discretionary and non‑discretionary portfolio management and ongoing financial planning to individuals, trusts, pension and profit‑sharing plans, corporations, and charitable organizations. The firm typically delivers custom‑tailored portfolios and, for portfolio management clients, includes a financial plan as part of its services; in limited circumstances it also offers fixed‑fee solutions for mutual‑fund‑only portfolios.
The firm’s investment process draws on a mix of fundamental analysis, technical trading models, cyclical analysis and charting, and employs both long‑ and short‑term strategies with periodic re‑optimization as market conditions or client circumstances change. Accounts are monitored on an ongoing basis with at least annual reviews and clients may impose reasonable investment restrictions, subject to the firm’s ability to accommodate them for certain instruments.
Noteworthy aspects include the firm’s work with charitable organizations, a client type that is relatively uncommon among independent advisors, and its institutional custody relationship with Altruist Financial LLC (clearing through Apex) that provides technology and support services tied to platform asset thresholds. The firm is fee‑only, does not participate in wrap programs, and does not vote client proxies, leaving proxy voting and related shareholder actions to clients.
Client services
Portfolio management
Expertise
Active portfolio management
Tax-loss harvesting
Fee options
Fixed fees for portfolios containing mutual funds only, ranging between $2,000 and $5,000, payable quarterly
$0 - $1,000,000: 1.00% annually Over $1,000,000+: 0.60% annually
Minimum fee: Fixed fee generally ranges between $2,000 and $5,000, payable quarterly in arrears Fee-only: Fee-only; no commissions or other compensation accepted
Main office location
Tapparo Capital Management
10 South Main Street, Suite 208 A
Topsfield MA 01983-1312, United States
Number of offices
2
Most active in
Tapparo Capital Management has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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