Tarascio Financial Planning, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Tarascio Financial Planning, LLC provides investment management and financial planning services to individual clients and also works with corporations and employer-sponsored retirement plans. Offerings include discretionary portfolio management, comprehensive and limited financial planning, retirement plan consulting, and a workplace financial wellness program focused on employee education.
The firm primarily practices passive investment management, constructing portfolios using index mutual funds and exchange-traded funds and managing accounts on a discretionary basis. It also manages held-away accounts (primarily 401(k) accounts) and uses an order management system (Pontera) to implement tax-efficient asset allocation and opportunistic rebalancing while conducting regular account and plan reviews.
Compared with many independent single-advisor firms, the firm’s explicit work with corporate clients and pension/retirement-plan consulting is uncommon and includes oversight of plan service providers (monitoring 3(16)/3(38) roles, recordkeepers, and TPAs), participant education, and validation of year-end payroll compliance data. With a modest client base and about $17.7 million in discretionary assets under management, the firm combines these workplace and plan services with individualized financial planning and investment oversight.
Client services
Expertise
Occupation focus
Fee options
Comprehensive Financial Planning: $6,000 to $10,000 annually; Limited Financial Planning: $3,000 to $10,000 annually; Workplace Financial Wellness Benefit: $6,000 to $10,000 annually
$0+: Up to 1.0% $0 - $1,000,000: 0.65% $1,000,000+: 0.55% $0+: 0.25% (Held Away Accounts Order Management System fee)
Main office
4540 E Baseline Rd, Suite 106
Mesa AZ 85206
Advisors at this office
1
Most active in
Arizona · Oregon · Texas
Also doing business as
Tarascio Financial Planning, LLC · The Tarascio Group, LLC
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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