Tarragon Capital, LLC

Tarragon Capital provides portfolio management, financial planning, selection of sub‑advisers, and pension consulting and retirement plan services. Its clients include individuals and high net worth investors as well as pension and profit‑sharing plans, charitable organizations, trusts, estates, and corporate entities.

The firm emphasizes absolute‑return strategies with active risk management intended to control account‑level drawdowns and tailors advice through discretionary managed accounts and model portfolios. It primarily invests in ETFs, ETNs and individual stocks, and employs technical/charting, fundamental and cyclical analysis; short‑term trading, inverse ETFs and short sales may be used when suitable for a client’s objectives.

Distinctive features include offering pension consulting and ERISA‑related services—such as plan‑level fund selection, participant education, performance monitoring, and acting in non‑discretionary or discretionary fiduciary roles—which is uncommon for independently operated advisers of this size. Tarragon Capital also uses sub‑adviser models through the Goldman Sachs Model Manager Exchange Program and discloses advising on ETNs that can produce K‑1 tax reporting, arrangements that can affect custody, reporting, and fee layering.