Taurus Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$133,983,849
Clients
90
Advisors
3
of 3 employees
About
Taurus Financial serves individual investors — including high‑net‑worth clients — as well as pension and profit‑sharing plans, charitable organizations, and business entities, managing roughly $162 million across about 90 client relationships with a three‑advisor team. The firm offers discretionary and non‑discretionary portfolio management, tiered financial planning packages, pension consulting, and a service to select third‑party sub‑advisers.
The firm constructs an Investment Policy Statement for each client and uses fundamental, quantitative, and modern‑portfolio analysis to guide portfolio construction, often employing model allocations and discretionary authority. Investment implementation can include direct indexing (via Parametric), margin strategies (via a third‑party), long‑term equity positions, options trading, and the use of UITs, structured products and private placements, with specialized planning for technology/start‑up employees (equity compensation) and business owners.
Distinctive features noted in the brochure include an affiliation with an accounting practice and advisers who are registered representatives of a broker‑dealer and licensed insurance agents, allowing them to offer commissionable investment and insurance products (a conflict the firm discloses and documents). The firm requires custody on its broker‑dealer platform (LPL Financial), directs clients to selected sub‑advisers for certain strategies, and recently expanded its product menu to add UITs, structured products, and formal selection-of-other‑advisers services.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Financial planning one-time fixed fees between $1,100 and $2,000 depending on package
$0 - $500,000: 1.20% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.65% $10,000,001+: Negotiable
Representatives accept compensation for the sale of investment and insurance products to clients; commissions are not primary source of compensation
Hourly financial planning fees between $500 and $800
Fee-only: Fixed fees ranging from $1,100 to $2,000 for financial planning packages; hourly fees from $500 to $800
Main office
1 Evertrust Plaza, Suite 305
Jersey City NJ 07302
Advisors at this office
3
Most active in
California · Massachusetts · New Hampshire · New Jersey · New York · Texas · Washington
Also doing business as
Taurus Financial · Taurus Financial LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Yan S
CFA®, Series 63, Series 65
Jersey City, NJ
Taurus Financial
Yan Sun is a CFA® charterholder with 18 years of industry experience, currently serving at Taurus Financial in Jersey City, NJ. His prior work includes roles at Credit Suisse Securities and LPL Financial. He is also the owner of TDG International LLC, a non-investment-related business. Taurus Financial serves individual investors, pension and profit-sharing plans, charitable organizations, and business entities, managing approximately $162 million across 90 client relationships. The firm provides discretionary and non-discretionary portfolio management, financial planning, and pension consulting, utilizing fundamental and quantitative analysis alongside a range of investment strategies.
Fuqi C
Series 66
Jersey City, NJ
Taurus Financial
Fuqi Chen is a financial advisor at Taurus Financial in Jersey City, NJ, holding a Series 66 designation with three years of industry experience. Prior to joining Taurus Financial, Chen was affiliated with LPL Financial LLC and Angel Light Capital. Taurus Financial serves individual investors, pension and profit-sharing plans, charitable organizations, and businesses, managing approximately $162 million across about 90 client relationships. The firm provides discretionary and non-discretionary portfolio management, financial planning, and pension consulting, using a combination of fundamental, quantitative, and modern portfolio analysis to guide investment decisions.
Yisha W
CFP®, Series 66
Jersey City, NJ
Taurus Financial
Yisha Wang is a CFP® and Series 66 credentialed advisor with nine years of industry experience. She currently works at Taurus Financial and has previously held positions at Goldman Sachs Group, Clearbrook Advisory Inc, and LPL Financial. Wang is a co-founder of Taurus Solution Inc, an accounting and tax preparation business. Taurus Financial serves individual investors, pension and profit-sharing plans, charitable organizations, and business entities, managing approximately $162 million across about 90 client relationships. The firm uses fundamental, quantitative, and modern portfolio analysis to guide portfolio construction, offering discretionary and non-discretionary management alongside financial planning and pension consulting services.
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