Tax & Investment Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Tax & Investment Advisors provides investment advisory and financial planning services to individual and high‑net‑worth clients. Its offerings include discretionary managed accounts and an integrated financial planning process called the “Retirement Freedom Roadmap,” which addresses income, investment, tax, healthcare, and estate/legacy planning.
The firm applies asset‑allocation and evidence‑based indexing strategies tailored to clients’ time horizons and risk tolerances, and it recommends ongoing consultation with tax professionals because of the tax implications of its strategies. It typically manages accounts on a discretionary basis, may engage third‑party sub‑advisors to implement model strategies, and directs clients toward a primary custodian relationship with Fidelity for execution and reporting.
What distinguishes the firm from many peers is its solo‑practitioner structure while serving a large client base — overseeing more than 300 client relationships and over $100 million in discretionary assets as a single IAR — and its SEC registration driven by that asset level. The principal maintains an affiliated insurance business that offers fixed insurance products and spends a portion of time on that activity, and the firm’s principal is active as an author and chapter leader, supporting the firm’s production of periodicals or newsletters.
Client services
Expertise
Fee options
1% annually, with right to negotiate lower rates
Main office
29 Water Street, Suite 302
Newburyport MA 01950
Advisors at this office
1
Most active in
Massachusetts · New Hampshire
Also doing business as
Tax & Investment Advisors · Tia Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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