Tax & Investment Advisors

Tax & Investment Advisors is a registered investment adviser that serves individual and high-net-worth clients with discretionary portfolio management and integrated financial planning. The firm reports about $101.5 million in discretionary assets as of April 20, 2026 and operates with a single investment advisory representative, offering services that include asset allocation, investment recommendations, and a five-step “Retirement Freedom Roadmap” financial planning process.

The firm’s investment approach centers on asset allocation and low-cost, evidence-based indexing while also using techniques such as dollar-cost averaging and technical analysis; it emphasizes tax-aware decision making and advises ongoing consultation with tax professionals. Tax & Investment Advisors may engage Sub-Advisors to implement strategies, and it recommends custodial relationships (for example, with Fidelity) while charging advisory services on an asset-based fee basis.

Noteworthy features disclosed in the brochure include that the firm is a solo practitioner managing an unusually large client load (346 clients for one adviser) and an affiliated insurance business that offers fixed insurance products and consumes roughly 15% of the principal’s time, a relationship the brochure identifies as a potential conflict and describes mitigation through disclosure and fiduciary duty. The firm also commits to annual material-change summaries and highlights the principal’s roles in financial education (author and chapter president of a financial education organization), suggesting a content and client-education emphasis beyond typical advisory services.