TBG Investing
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TBG Investing is a fee-only, independent registered investment adviser run by a sole advisor that provides discretionary investment management and both project-based and ongoing financial planning. The firm targets individual clients who meet a relatively high minimum account size (published at $300,000) and, per its disclosures, generally serves high-net-worth individuals rather than typical non‑HNW retail clients.
Investment management is delivered on a discretionary basis and is grounded in Modern Portfolio Theory, with a preference for primarily passive portfolios while allowing active strategies or a combination of both. The firm builds portfolios using mutual funds, ETFs, and, when requested, individual securities, considers tax and liquidity factors and smart‑beta inputs, and offers customized socially responsible/ESG options and client‑imposed investment restrictions in writing.
Compared with many independent advisers, TBG Investing is newly established and operates at a very small scale — roughly $3.44 million in assets under management across six client relationships — which can indicate a highly limited client base and a bespoke service model. The firm requires clients to custody assets at its recommended custodian (Charles Schwab) and relies on custodian reporting for account statements and performance, while its financial-planning engagements include upfront onboarding fees and a subsequent monthly retainer for ongoing services.
Client services
Expertise
Occupation focus
Fee options
Project-Based Financial Planning: Fixed fee $600 to $10,000 (negotiable).
$0 - $1,000,000: 0.95% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.65% $5,000,001 - $10,000,000: 0.50% $10,000,001+: 0.35%
Ongoing Financial Planning monthly fee $300 to $1,200, paid monthly in advance (negotiable).
Account minimum: $300,000 Fee-only: Ongoing Financial Planning: Upfront fee up to $6,000; then monthly fee $300 to $1,200 (negotiable). Project-Based Financial Planning: Fixed fee $600 to $10,000 (negotiable).
Main office
Lake Oswego OR
Advisors at this office
1
Most active in
Illinois · Oregon
Also doing business as
Tbg Investing · Tbg Investing,LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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