A complete list of active advisors currently associated with TD Capital Management LLC

Warmer can help you find a great advisor at TD Capital Management LLC or one who fits your needs even better.

TD Capital Management LLC serves individuals, families, trusts, estates, pension plans and other organizations, generally working with clients who have investable portfolios (the firm typically works with accounts above $250,000). The firm provides discretionary portfolio management, financial planning and consulting services and, as of the firm’s most recent filing, manages approximately $1.24 billion in regulatory assets with a team of nine advisors. The firm begins client relationships by developing a Financial Profile and an Investment Plan and then implements those plans on a discretionary basis, with monthly portfolio reviews and trade execution by the investment team. Portfolios are commonly constructed using ETFs, mutual funds, individual stocks and bonds, and TD Capital also offers managed fixed‑income portfolios that may be overseen by a retained third‑party fixed‑income manager when appropriate. Noteworthy aspects include the firm’s scale and longevity (in continuous operation since 1996 and over $1 billion in AUM), its operational relationship with Fidelity Institutional Wealth Services which provides trading, reporting and institutional fund access, and certain custody practices that have resulted in the firm undergoing annual third‑party surprise audits under SEC custody rules. The firm’s ownership structure also includes an individual who serves in a governance role at a bank holding company, an affiliation disclosed in the brochure.

To learn more about the advisors currently working at TD Capital Management LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.