Mt. Laurel, NJ 9000 Horizon Way Office
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TD private Client Wealth LLC
Enterprise
Firm-wide stats for TD private Client Wealth LLC
About
TD Private Client Wealth LLC (TDPCW) offers discretionary wrap‑fee managed account programs and brokerage services to institutional clients, high‑net‑worth private clients (including a Private Client Group and a Private Investment Advisor channel) and retail TDIS (US) clients. Services available through its managed account programs include ongoing portfolio management, access to mutual funds, ETFs and separately managed accounts, financial planning support, and custody and reporting via third‑party custodians.
TDPCW constructs portfolios using its TD Managed Portfolios, TD Guided Portfolios and TD Premier Guided Portfolios, which combine strategic and tactical asset allocation with investments from both affiliated and third‑party sub‑managers; Envestnet provides the advisory/technology platform and Pershing serves as primary custodian. Clients complete discovery and risk‑tolerance questionnaires (institutional clients may document an IPS) and grant TDPCW discretionary trading authority; cash balances in managed accounts are typically swept into an affiliated bank deposit sweep product and are included in wrap fee billing.
Noteworthy differences from many peers include TDPCW’s reliance on percentage‑of‑AUM wrap fees without offering fixed‑fee arrangements, its systematic use of affiliated managers and products (including arrangements with Epoch and TD Asset Management), and a cross‑border Private Investment Advisor model where TD Waterhouse Canada advisors serve certain U.S. clients virtually. The firm’s public disclosures also describe recent regulatory actions and supervisory deficiencies (including FINRA and SEC matters related to electronic communications and reporting), which the firm identifies as factors it addresses in its conflict‑management and oversight policies.
Based on TD private Client Wealth LLC
Expertise
Based on TD private Client Wealth LLC
Location
9000 Horizon Way
Mt. Laurel NJ 08054
Advisors at this office
3
Advisors at this office
Thomas C
Series 63, Series 65
Mount Laurel, NJ
TD private Client Wealth LLC
Thomas Carrion is a financial advisor at TD Private Client Wealth LLC with 21 years of industry experience. He holds Series 63 and Series 65 licenses. Prior to joining TD Private Client Wealth LLC and TD Bank N.A. in 2025, he worked at Pruco Securities, LLC from 2006 to 2024. TD Private Client Wealth LLC provides discretionary wrap-fee managed account programs and brokerage services to institutional, high-net-worth, and retail clients. The firm offers portfolio management, financial planning support, and access to a variety of investment vehicles through a combination of strategic and tactical asset allocation using both affiliated and third-party managers.
Dylan S
Series 66
Mount Laurel, NJ
TD private Client Wealth LLC
Dylan Sheehan is a financial advisor at TD Private Client Wealth LLC with two years of industry experience. He holds a Series 66 designation and has worked at TD Bank N.A. since 2022. TD Private Client Wealth LLC provides discretionary wrap-fee managed account programs and brokerage services to institutional, high-net-worth, and retail clients. The firm combines strategic and tactical asset allocation with investments from affiliated and third-party managers, offering portfolio management, financial planning support, and custody services through a technology platform.
Stephen C
Series 66
Mount Laurel, NJ
TD private Client Wealth LLC
Stephen Cooper is a financial advisor at TD Private Client Wealth LLC with 10 years of industry experience. He holds a Series 66 designation and has worked at TD Bank N.A. since 2018 and at TD Private Client Wealth LLC since 2013. TD Private Client Wealth LLC provides discretionary wrap-fee managed account programs and brokerage services to institutional clients, high-net-worth private clients, and retail investors. The firm uses a combination of strategic and tactical asset allocation with investments from affiliated and third-party managers, offering ongoing portfolio management and financial planning support.
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