TDirection Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TDIRECTION Asset Management is a small, independent advisory firm that manages discretionary portfolios for individuals, high-net-worth clients, family trusts, and select retirement plans. The firm reports roughly $20 million in assets under management across about two dozen client relationships and delivers ongoing portfolio management under a fee arrangement.
The firm uses an in-house research process with proprietary investment rankings and a Core & Satellite approach, combining fundamental, cyclical, charting and technical (200‑day moving-average) analysis to select quality equities, ETFs, REITs and fixed income. Portfolio managers emphasize tactical use of cash and ETFs for hedging or defensive positioning, and they rebalance and adjust allocations based on investment, sentiment and market-timing signals.
Distinctive features disclosed in the brochure include offering optional performance-based fee arrangements for eligible clients and the principal’s licensed insurance and tax-preparation activities, which the firm acknowledges may create potential conflicts of interest. The brochure also discloses regulatory actions involving the firm’s principal, including a temporary insurance-license suspension and a FINRA acceptance, waiver and consent, matters the firm summarizes for prospective clients.
Client services
Expertise
Occupation focus
Fee options
$0+: 0.8% annually $0+: up to 1.2% annually
20% of capital appreciation in excess of benchmark for qualified clients with assets over $1,100,000 or net worth over $2.2 million, with a 2-year look back period.
Account minimum: $50,000 Fee-only: Quarterly investment advisory fee between 0.8% to 1.2% annually, billed in arrears, prorated for partial quarters.
Main office
2409 25th Ave, Suite 100
San Francisco CA 94116
Advisors at this office
1
Most active in
California
Also doing business as
Td Advisory Group · Td Advisory Group, LLC · Tdirection Asset Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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