TDT Financial Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
TDT Financial Inc is an independent registered investment adviser that provides ongoing portfolio management and financial planning to individuals and high‑net‑worth clients. Services center on constructing Investment Policy Statements, recommending mutual‑fund‑focused portfolios and providing periodic reports through third‑party custodians.
The firm’s portfolio management is delivered predominantly on a non‑discretionary basis; the adviser does not enter trades or exercise trading authority, so investment actions require client approval and clients maintain custody of assets. Investment decisions draw on a mix of charting, cyclical, fundamental, quantitative and technical analysis and emphasize long‑term holding strategies.
Notably, nearly all of the firm’s reported assets under management are managed non‑discretionarily, an uncommon structure among independent advisers that affects trade execution and account aggregation. The firm does not accept performance‑based fees, generally limits advice to mutual funds (using other securities for diversification when appropriate), and typically provides financial planning as a one‑time delivered plan unless additional services are contracted.
Client services
Expertise
Fee options
$500 to $10,000 for financial planning, discounted to $0 if client uses portfolio management services
0.50% annually
$300 per hour
Main office
Sioux Falls SD
Advisors at this office
1
Most active in
South Dakota · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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