Teapot Investments LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Teapot Investments provides advisory services to registered investment advisers, family offices, endowments, foundations, corporations, and individual clients, offering institutional advisory engagements, discretionary portfolio management, and standalone financial planning. The firm is state-registered but has not yet commenced advisory operations and currently reports no active advisors, clients, or assets under management.
The firm’s investment approach combines fundamental analysis, proprietary quantitative models, tax-aware analysis, and probabilistic scenario testing to design strategic asset allocations with measured tactical adjustments, core‑satellite construction, disciplined rebalancing, and tax‑loss harvesting. Financial planning and institutional consulting are tailored to client mandates and documented in written agreements or an IPS; the firm may manage accounts on a discretionary basis and offers project-based fixed fees, hourly engagements, and flat-fee planning arrangements, all billed in arrears.
Notable features that distinguish the firm from many peers include its mix of services for both institutional and individual clients alongside a subscription-based software platform offered by the same legal entity, and its willingness to use uncommon fee formats such as hourly and fixed project fees for advisory work and flat fees for planning. The firm does not act as a private fund adviser, does not take custody of client assets, and its principal brings multi-asset institutional portfolio experience that underlies services such as glidepath and model portfolio design.
Client services
Expertise
Occupation focus
Fee options
Institutional advisory project fees typically range from $5,000 to $50,000; financial planning flat fees typically range from $500 to $2,000.
$0 - $5,000,000: 0.50% annually $5,000,000 - $10,000,000: 0.40% annually $10,000,000+: 0.30% annually
$300 per hour for institutional advisory and financial planning consulting services.
Subscription software fees for proprietary platform: Core plan $60 per year; Premium plan $240 per year (non-advisory services).
Account minimum: $1,000,000 Fee-only: Financial planning fees charged on a flat fee or hourly basis; flat fees typically range from $500 to $2,000; hourly fees are $300 per hour.
Main office
Moraga CA
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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