Tepper Capital Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment management to a small client base that includes individuals (both non-high-net-worth and high-net-worth), trusts and retirement plans, and a limited number of corporate or business clients. It operates as a sole proprietorship with a single portfolio manager and manages approximately $56 million for roughly two dozen accounts, and it does not offer financial planning or tax-preparation services.
Portfolios are constructed on an individual basis and monitored regularly, with asset allocation and security selection tailored to each client’s financial condition, objectives and risk tolerance. The firm emphasizes closed-end funds as primary investment vehicles and applies a mix of charting, fundamental, technical and cyclical analysis while generally holding securities for at least a year and managing accounts on a discretionary basis with recommended custody at an institutional broker-dealer.
Compared with many peers, the firm’s profile is notable for being a solo practitioner that serves corporate clients alongside both non-HNW and HNW individuals, and for offering both percentage-of-AUM billing and, in certain client-specific situations, fixed-fee or retainer arrangements. The firm does not act as a private fund adviser, focuses heavily on closed-end fund discounts to net asset value, and reports no disciplinary history since its registration.
Client services
Expertise
Fee options
Fixed fee/retainer arrangements may be agreed upon on a case-by-case basis, client-specific
unspecified - unspecified: ranges from 1% to 0.25% of assets under management depending upon account size, investment strategy, and investment vehicles utilized
Main office
22 Battery Street, Suite 413
San Francisco CA 94111
Advisors at this office
1
Most active in
California
Also doing business as
David Louis Tepper Dba Tepper Capital Management · Tepper Capital Management · Tepper, David Louis
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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