A complete list of active advisors currently associated with Thames Financial Management

Warmer can help you find a great advisor at Thames Financial Management or one who fits your needs even better.

Thames Financial Management provides portfolio management and investment advisory services to individuals, trusts, estates, pension and profit‑sharing plans, and business entities, serving both high‑net‑worth and non‑HNW clients. The firm manages roughly $315 million in combined discretionary and non‑discretionary assets for about 292 clients and generally works with households that have investable assets above the firm’s stated thresholds. The firm’s investment process emphasizes fundamental analysis and a long‑term, buy‑and‑hold orientation with diversification to moderate portfolio volatility. Thames also employs option strategies—such as covered call writing and other short option positions—to enhance return or adjust equity exposure, and it conducts at least quarterly portfolio reviews with in‑depth annual reviews and regular client contact. Thames is notable among similarly sized supported firms for carrying a high level of assets and a large client roster relative to its advisory headcount, a configuration that is uncommon in the peer group. The firm is affiliated with a local certified public accounting practice that refers clients and shares office space, and its documented use of derivatives alongside traditional fundamental analysis is a distinguishing element of how it implements client portfolios.

To learn more about the advisors currently working at Thames Financial Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.