The ABC Squared
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
10
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$0
About
The ABC Squared provides financial planning services to individual clients, offering tiered plans that address investment planning, retirement, tax matters, life insurance, college funding, and debt management. Plans may be tailored to client needs and, at the advanced level, involve coordination with outside specialists such as CPAs and attorneys.
The firm applies a mix of analytical methods — including cyclical, fundamental, modern portfolio theory, and technical analysis — and favors a long-term investment orientation while primarily delivering one-time financial plans and model allocations. Although it gives investment recommendations and may suggest specific products, the firm does not take custody of client assets, trade client accounts, or exercise ongoing discretionary portfolio management.
Noteworthy for an independent advisor, a supervised person at the firm is a licensed insurance agent and accepts compensation for the sale of insurance products, a relationship the firm discloses and documents as a potential conflict of interest. The firm also highlights advanced planning services (business continuity, self-directed real estate, and actuarial plan design) and reports no assets under management or trading authority, distinguishing its advisory model from peers that provide ongoing portfolio management.
Client services
Financial planning
Expertise
College savings (529s, UTMA, etc.)
Life insurance needs analysis
General tax planning
Debt management
Retirement plans for business owners (SEP, solo 401k)
Fee options
Fixed fees for financial planning negotiated between $750 and $10,000.
$0 - $1,000,000: 1% $1,000,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Negotiated between $200 and $500 per hour.
Main office location
The ABC Squared
Indian Trail NC, United States
Number of offices
1
Most active in
The ABC Squared has reported serving >5 clients in these states in the last 12 months.
North Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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