The Buffalo Financial Group LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The Buffalo Financial Group LLC provides ongoing portfolio management and integrated financial planning to individuals, high-net-worth individuals, trusts and estates. The firm reports approximately $17 million in assets under management across 26 client relationships and prepares an Investment Policy Statement for each client; it states a typical account minimum of $250,000 that may be waived.
The firm’s investment process combines fundamental company and market analysis, asset allocation, risk/return and correlation analysis, and manager/vehicle due diligence to construct diversified portfolios using mutual funds, ETFs, individual equities and fixed income, with periodic rebalancing. It generally acts with discretionary authority to implement each client’s Investment Policy Statement and discloses that it serves as a fiduciary in retirement-account recommendations, including potential conflicts around rollovers.
Noteworthy characteristics include a relatively small client roster for its level of AUM, which implies larger average account sizes and enables tailored IPS-based management and one-time financial planning deliverables rather than separate ongoing planning engagements. The firm notes it does not accept third-party compensation for the sale of investment products, does not participate in wrap or performance‑based fee programs, and does not provide proxy‑voting services to clients.
Client services
Expertise
Fee options
$0 - $4,999,999.99: 1.00% annually $5,000,000+: 0.50% annually
Account minimum: $250,000 (may be waived)
Main office
Choctaw OK
Advisors at this office
1
Most active in
Oklahoma · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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