A complete list of active advisors currently associated with The Capital Advisory Group Advisory Services, LLC

Warmer can help you find a great advisor at The Capital Advisory Group Advisory Services, LLC or one who fits your needs even better.

The Capital Advisory Group Advisory Services, LLC provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), retirement plans, trusts, estates, charitable organizations, and business entities. The firm manages roughly $538.8 million for about 1,400 client relationships with a small team of advisors and offers discretionary portfolio management, modular financial planning, pension consulting, estate plan settlement assistance, and occasional client workshops. The firm generally manages accounts on a discretionary basis using customized portfolios, model portfolios and, at times, sub‑advisers, and it monitors and rebalances portfolios regularly; it also uses a range of analytical approaches (fundamental, technical, cyclical) and may employ strategies that include options, margin and alternative fund types. Financial planning is delivered as fixed‑fee or hourly engagements, and the firm supplements advisory services with educational seminars and participant communication for retirement plans. Several features distinguish the firm from many peers: it discloses a prior consent order with a state regulator in 2015 that resulted in a monetary fine related to the sale and explanation of a fixed annuity and related disclosures; it maintains an affiliation with an accounting firm and may recommend that firm for accounting services, which the brochure notes can create potential conflicts of interest; and it operates a program of fee‑based seminars and workshops as part of its client education and plan communication services.

To learn more about the advisors currently working at The Capital Advisory Group Advisory Services, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.