The Capital Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$56,506,896
Clients
282
Advisors
1
of 1 employees
About
The Capital Group provides financial planning and personalized investment management, and also assists clients in selecting third‑party advisers. Its client base includes individuals as well as trusts, charitable organizations, corporations, and pension and profit‑sharing plans, and many accounts are managed on a discretionary basis.
The firm builds customized portfolios using fundamental analysis, mutual funds, ETFs, and both long‑ and short‑term trading where appropriate, and it commonly implements model allocations and sub‑advisers through SEI‑sponsored programs (including MAP, GoalLink/IMAP and SEI Asset Allocation). Reporting and custody are handled through a qualified custodian, and the firm bills advisory fees on an asset‑based basis with quarterly reporting to clients.
Noteworthy aspects for a single‑advisor independent firm include a high client load — well over 200 clients for the sole adviser — and an affiliation with an insurance agency and a broker‑dealer that leads to commission‑based insurance sales and securities recommendations in addition to advisory fees. A firm principal also devotes material time (approximately 60 hours per month) to registered‑representative activities, and the firm’s work with corporate and pension/profit‑sharing clients and use of integrated managed account structures are less common among peers.
Client services
Expertise
Fee options
$0 - $1,000,000: 0.20% to 2.00% (varies based on advisory agreement and services) $1,000,000 - $2,000,000: varies by strategy, e.g., 0.85% down to 0.30% depending on SEI strategy $2,000,000 - $3,000,000: decreasing tiers as per SEI strategy fee schedules $3,000,000 - $5,000,000: further tiered lower rates, negotiable above $5 million $5,000,000+: Negotiable
Insurance product commissions earned by licensed agents affiliated with the firm
Financial planning and consulting hourly rates range from $200 to $400
Account minimum: $100,000 Minimum fee: $250 set-up fee for accounts smaller than $100,000 (may be waived or discounted) Fee-only: Investment management fees based on assets under management; financial planning hourly fees
Main office
1220 Pontiac Ave Ste 301
Cranston RI 02920
Advisors at this office
1
Most active in
Florida · Massachusetts · Rhode Island · Texas
Also doing business as
The Capital Group · The Capital Group Investment Advisors Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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