The David J. Yvars Group Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$302,133,931
Clients
476
Advisors
4
of 6 employees
About
The firm advises a mix of individual and high‑net‑worth clients as well as pension and profit‑sharing plans, trusts, estates, corporations and defined contribution plans. It provides discretionary portfolio management and integrated financial planning services, with tailored client profiles and a stated account minimum for managed portfolios.
DJY constructs customized, structured portfolios and manages most client assets on a discretionary basis, documenting goals and restrictions in individual client profiles. The firm uses a combination of fundamental, technical (charting) and cyclical analysis and lists strategies that can include long‑ and short‑term transactions, option writing and margin (borrowing) and rebalancing as part of portfolio implementation and ongoing monitoring.
The brochure discloses written solicitation and referral arrangements, including payment to solicitors and a specific referral relationship with an accounting firm that provides services to the adviser — a form of third‑party endorsement and paid referral that the firm discloses to prospective clients. It also notes brokerage and custody practices that include use of a recommended broker‑dealer (with related non‑cash benefits such as block trading and reporting tools) and the firm’s inclusion of margin/borrowing and other active trading techniques in its list of possible strategies; the brochure further discloses a 2022 regulatory consent order related to state registration, which the firm reports was resolved with reimbursement from a former compliance consultant.
Client services
Expertise
Fee options
$0 - $500,000: 3.00% annually (Equity/Balanced) or 1.25% annually (Fixed Income) $500,000 - $1,000,000: 2.20% annually (Equity/Balanced) or 1.10% annually (Fixed Income) $1,000,000 - $5,000,000: 1.60% annually (Equity/Balanced) or 1.00% annually (Fixed Income) $5,000,000+: 1.40% annually (Equity/Balanced) or 0.80% annually (Fixed Income)
Insurance agent commissions received by David J. Yvars, Sr. for insurance product sales (conflict disclosed)
Account minimum: $500,000 (may be negotiable)
Main office
400 Columbus Avenue, Suite 305
Valhalla NY 10595
Advisors at this office
4
Most active in
California · Connecticut · Florida · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Joseph L
Series 66
Valhalla, NY
The David J. Yvars Group Inc.
Joseph Lee is a financial advisor at The David J. Yvars Group Inc. with four years of industry experience. He holds a Series 66 designation and has been with the firm since 2023. Outside of his advisory role, he serves as a clubhouse manager for the New York Yankees, a position he has held since 1995. The David J. Yvars Group Inc. advises individual and high-net-worth clients, as well as pension plans, trusts, and corporations. The firm provides discretionary portfolio management and integrated financial planning, using a combination of fundamental, technical, and cyclical analysis to construct customized portfolios tailored to client goals and restrictions.
Mary Jo C
Series 63, Series 65
Valhalla, NY
The David J. Yvars Group Inc.
Mary Jo Collabolletta is a financial advisor with The David J. Yvars Group Inc., holding Series 63 and Series 65 credentials and four years of industry experience. She has been with the firm and its predecessor since 2004. The David J. Yvars Group Inc. serves individual and high-net-worth clients, pension and profit-sharing plans, trusts, estates, and corporations, providing discretionary portfolio management and integrated financial planning. The firm constructs customized portfolios using fundamental, technical, and cyclical analysis, employing strategies that may include long- and short-term transactions, option writing, margin, and rebalancing.
David Y
CFP®, Series 65
Valhalla, NY
The David J. Yvars Group Inc.
David Yvars Jr. is a CFP® and holds a Series 65 license with 18 years of industry experience. He is currently with The David J. Yvars Group Inc., where he has worked since 2023, following 14 years at The David J Yvars Group. The David J. Yvars Group Inc. advises individual and high-net-worth clients as well as pension and profit-sharing plans, trusts, estates, corporations, and defined contribution plans. The firm provides discretionary portfolio management and integrated financial planning using customized portfolios that incorporate fundamental, technical, and cyclical analysis, with strategies including option writing, margin use, and rebalancing.
David Y
Series 63, Series 65
Valhalla, NY
The David J. Yvars Group Inc.
David Yvars is a financial advisor at The David J. Yvars Group Inc. with 40 years of industry experience. He holds Series 63 and Series 65 designations and has been with the firm since 2004. The David J. Yvars Group Inc. serves individual and high-net-worth clients, as well as pension and profit-sharing plans, trusts, estates, corporations, and defined contribution plans. The firm offers discretionary portfolio management and integrated financial planning, utilizing fundamental, technical, and cyclical analysis to construct customized portfolios.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)