A complete list of active advisors currently associated with The Delta Group

Warmer can help you find a great advisor at The Delta Group or one who fits your needs even better.

The Delta Group provides discretionary portfolio management and related financial planning primarily to individual households, reporting 29 client accounts that include 12 high‑net‑worth and 17 non‑high‑net‑worth clients. The firm reports $49.2 million in regulatory assets under management and delivers advisory services directly to individual clients rather than through pooled investment vehicles. The brochure indicates the firm manages accounts on a percentage‑of‑AUM fee basis and lists core activities such as portfolio management for individuals and small businesses, financial planning, and the selection of other advisers. At year‑end the firm reported an asset mix concentrated in exchange‑traded equities (54%) and U.S. government/agency bonds (35%), with smaller allocations to municipal bonds, non‑investment‑grade corporate bonds and cash. A distinctive operational feature is that the firm’s principals are registered representatives of Oak Tree Securities and are independent insurance agents licensed in California — arrangements the ADV discloses and that are uncommon among similarly sized supported firms. The brochure also notes the firm operates with a very small staff and maintains books and records with named individuals and an outside bookkeeper; these staffing and business‑affiliation details are presented as material disclosures and may give rise to conflicts of interest that clients can review in the ADV.

To learn more about the advisors currently working at The Delta Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.