The Financial Advisors

The firm provides discretionary portfolio management and investment advisory services primarily to individual clients, including high-net-worth households, overseeing roughly $68 million in client assets across about 40 client relationships. Services focus on individualized portfolio management rather than institutional or product-only offerings.

Advisory services are delivered directly by the firm’s sole investment professional, who has a background in business administration and accounting, is a licensed CPA and has managed investments since 2000; that individual holds discretionary authority over client accounts. The firm generally uses percentage-of-AUM billing and, in some arrangements, may apply performance-based fee structures.

This firm is notable among peers for operating alongside other professional activities: the adviser practices as a CPA and also holds a real estate broker license, receiving real estate commissions while reporting that real estate activity has occupied less than 1% of time over the past decade. The firm also serves a material share of non-U.S. clients and reports fee arrangements (including performance-based fees) and affiliations that are uncommon for similarly sized supported advisory firms.