The Financial Architects Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides non‑discretionary investment management, financial planning, and retirement plan advisory services to a small client base of individuals and employer‑sponsored plans, managing roughly $472,000 in client assets. It also facilitates access to third‑party manager programs and model portfolios through external platforms disclosed in its brochure.
The firm’s portfolio work is primarily non‑discretionary, meaning it generally obtains client approval before executing transactions and conducts regular reviews while monitoring third‑party managers’ performance. Its investment analysis draws on a mix of fundamental, technical, charting and cyclical methods, and recommendations may include long‑ and short‑term strategies as well as TPM strategies disclosed by the managers.
Noteworthy differences from many peers include affiliated insurance activities and receipt of insurance commissions and incentive payments tied to a third‑party manager, arrangements the firm discloses and identifies as potential conflicts of interest. The firm also provides limited‑scope ERISA 3(21) pension consulting and participant education services, an offering that is less common among similarly sized independent advisers.
Client services
Expertise
Fee options
Financial planning fees range from $175 to $750 based on estate value.
$0 - $1,000,000: 1.00% annually $1,000,001 - $5,000,000: 0.85% annually $5,000,001 - $10,000,000: 0.75% annually $10,000,001 - $25,000,000: 0.65% annually $25,000,001+: 0.50% annually
Investment Advisor Representatives receive commissions on insurance products sold; Ms. Clark receives more than 50% of her compensation from commissions.
Account minimum: $25,000
Main office
13890 Peyton Drive Ste A
Chino Hills CA 91709
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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