The Financial Architects Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The Financial Architects Wealth Management LLC is a small independent advisory firm that provides asset management, financial planning, and consulting to individuals and qualified retirement plans. The firm reports managing roughly $928,000, primarily in non‑discretionary accounts, for about 20 clients and also offers limited ERISA 3(21) fiduciary services to employer plans.
Its investment process typically involves recommending third‑party managers and program platforms (including Orion Portfolio Solutions and a referral relationship with Gradient Investments) and monitoring accounts on a non‑discretionary basis, with periodic reviews performed at least quarterly. Financial planning covers a broad set of topics — retirement, tax, estate, insurance, and cash flow — and plans are delivered on a specified timetable once documentation is provided.
What distinguishes the firm from many independent peers is the combination of a predominately non‑discretionary asset base, an explicit pension‑consulting/3(21) offering, and owners who maintain active insurance businesses; the brochure discloses agent commissions, referral fees from TPMs, and incentive arrangements with Gradient. These affiliations and fee‑sharing arrangements are disclosed as potential conflicts of interest and are described in the firm’s disclosures and procedures.
Client services
Expertise
Fee options
Financial planning flat fees range from $175 to $750 depending on estate value.
$0 - $1,000,000: 1.00% annually $1,000,001 - $5,000,000: 0.85% annually $5,000,001 - $10,000,000: 0.75% annually $10,000,001 - $25,000,000: 0.65% annually $25,000,001+: 0.50% annually
Account minimum: $25,000
Main office
13890 Peyton Drive Ste A
Chino Hills CA 91709
Advisors at this office
1
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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