A complete list of active advisors currently associated with The Financial Group
Warmer can help you find a great advisor at The Financial Group or one who fits your needs even better.
The Financial Group provides investment advisory services to individuals (including high-net-worth clients), pension or profit‑sharing plans, and business entities, offering comprehensive asset management alongside written financial planning and consulting engagements. The firm constructs portfolios using individual stocks and bonds, ETFs, mutual funds and other public or private investments, and may retain legacy holdings when they align with a client’s objectives. Investment decisions combine fundamental analysis with technical tools such as charting, technical and cyclical analysis, and the firm employs both long‑ and short‑term purchase strategies tailored to client goals. Accounts are managed on a discretionary basis with ongoing supervision, at least quarterly reviews and periodic rebalancing, and cash balances are generally held in conservative instruments like money market funds and short‑term fixed income. Noteworthy features in the brochure include the firm’s occasional retirement and wealth‑management seminars delivered through a local college and university, an outreach practice that the firm states is not used to solicit clients and is uncommon among peers. The brochure also discloses that financial planning engagements are typically delivered as discrete written plans or consultations without automatic ongoing updates unless the client requests further meetings, and that the principal’s insurance licenses may lead to separate insurance product recommendations and related compensation.
To learn more about the advisors currently working at The Financial Group, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Diamond Bar, CA
| 28
|
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