The Haggerty Investment Group, LLC

The Haggerty Investment Group is a single-advisor, state-registered investment adviser that provides discretionary portfolio management and assistance selecting third‑party advisers to individuals, small businesses, corporate pension and profit‑sharing plans, trusts, estates, and charitable organizations. As disclosed in its brochure, the firm reported approximately $27.6 million in discretionary assets under management across three clients.

The firm primarily employs fundamental analysis and pursues long‑ and short‑term purchase strategies, using equities, corporate and municipal debt, ETFs, mutual funds, U.S. government securities and, in limited cases, interests in partnerships investing in real estate and oil and gas. Management is typically discretionary with ongoing monitoring and rebalancing, periodic (at least annual) reviews, and the option to refer clients to third‑party advisers whose programs may be wrap or non‑wrap in structure.

What distinguishes this adviser from many peers is its affiliation with an accounting firm, Haggerty & Bosch, LLP, whose accountants may both refer clients to and be recommended by the investment firm—a relationship the brochure discloses as creating potential conflicts of interest. The firm’s very small, concentrated client base combined with explicit disclosure about sharing compensation with third‑party managers and potential use or access to complex exposures (including cryptocurrencies and structured notes) is atypical for a solo independent adviser.